Showing posts with label literary theory and criticism. Show all posts
Showing posts with label literary theory and criticism. Show all posts

Wednesday, December 26, 2012

Alexander Pope’s Essay on Criticism

Alexander Pope’s Essay on Criticism is a masterpiece of novelty in terms of form and compactness that sums up the neoclassical sentiment on literary theory and criticism. Perhaps prodigious because it was written when he was only 20 years old, Pope’s work contains an epigram by Horace with traces of Quintilian, Boileau and Dryden—which is rather memorable for its brilliant style. Written in heroic couplets, the work revitalizes familiar teachings and makes them sparkle.

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Modern American critic Walter Bate, in an effort to render a topical outline of Pope’s poetics —sums up the Essay under three major topics, which is “by no means intended to attribute an argumentative or reasoned order to the poem.”

The first part compares poets and critics—and comes with pieces of advice for critics— as the general qualities needed by the critic can be found in the first one hundred couplets. After presenting knowledge of nature in its general forms—defining nature which needs of both wit and judgment to conceive it, Pope famously declares—

Learn hence for Ancient Rules a just Esteem;
To copy Nature is to copy Them.

“Classic texts, like Nature are a standard and guide. Their balance, harmony and good proportion are evident in their parts as well as demonstrated in the whole. In other words, Wit is Nature—for it instances something that we have all thought but whose sheer truth the poet now makes compelling through his language:”

True Wit is Nature to Advantage drest,
What oft was Thought, but ne’er so well exprest,
Something whose truth convinces at Sight we find
That gives us back the Image of our Mind. (297–300)

In itself a compendium of critical principles—or a sophisticated, witty poem with much reading and reflection in it, Essay on Criticism showcases Pope’s own view of literary borrowing—thus: Poets, like merchants should repay with something of their own what they take from others, not, like pirates, make prizes of all they meet.”

The neoclassicist creed, according to Pope, therefore is to imitate the ancient authors and to adopt the critical precepts that these authors and their texts embody. Two directions are afforded by this concept of imitation. First is the more self-conscious and restricted side based on authority and passed models that leads to the writing of imitations. Art's first requirement is its direct appeal to reason or pasion.

Second has to do with the broader side that rejects them by placing truth to general nature. The more universal and far-reaching the truth desired or conveyed by art, the closer art comes to fulfilling its primary aim. And as interpreter of Nature, then, the poet must divest himself of the prejudices of his age and country, in order to grasp and disclose general truths, which will always be the same.

 This is followed by the practical laws for the critic in the second part. This includes, for instance, the critic’s prerogative to seek the author’s aim and the critic’s fallibility in mistaking the part of a literary for the whole. Pope tirades critics who do not only come up with partial readings, but also those who are proud and arrogant.

 The third part—essayed out from lines 560 to the end of the concerns with the ideal character of the critic. Perhaps echoing the moral uprightness advanced by the Roman Horace, Pope deems it proper for the critic to have the qualities of integrity, modesty, tact and even courage. This calls for the concern for the critic to be morally liable—which translates that the critic can be the ordinary man—whose uplift is chief concern. 

Medieval Criticism

Literary criticism would not disappear in the Middle Ages. The classical tradition would survive the collapse of the Western Roman Empire, and most of the great Latin authors will remain a part of the cultural tradition of Europe.

The Greek authors, however, will survive only through Latin versions and imitations of their works. For one, Homer’s works would be unknown during the Middle Ages and Aristotle’s Poetics will reach the West perhaps only through mangled versions and derivations.

Yet, some key concepts of classical poetics would be preserved. This would include the Plato’s and Aristotle’s conception of art as imitation and the classification into three basic genres, and the concept of decorum (from Roman admirer Horace).

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The medieval tradition of literary criticism is one of textual commentary of the classics, mostly the Bible and theological writings—which would direct its attention not to the way “works should be, but to the way they are.” The critical tendency would be towards works which are already written and those having religious or moral significance.

Though characterized by a reliance on authority and revelation evident in the emphasis on the study and interpretation of the Sacred Scriptures, medieval criticism would later see the displacement of critical methods “from the sacred to the secular.”Through his number of works in the vernacular Italian and Latin, Italian poet Dante Alighieri (1265–1321) would stand out in the map of theory and criticism to articulate the humanist thought developed in the wake of the twelfth-century Renaissance.

In his “Letter to Can Grande Della Scala,” an introduction to the “Paradiso” from his La Commedia (Comedy), Dante establishes a classification of the elements to be considered in a literary work. Drawn from the Scholastic models of literary prologue, Dante sounds very much like Aristotle:

There are six things then which must be inquired into at the beginning of any work of instruction; to wit, the subject, agent, form, and end, the title of the work, and the branch of philosophy it concerns.

Applying to Comedy the approaches of medieval interpretation, Dante famously writes:

The sense of this work is not simple, but on the contrary it may be called polysemous, that is to say, ‘of more senses than one’, for it is one sense which we get through the letter, and another which we get through the thing the letter signifies, and the first is called literal, but the second allegorical or mystic.

Dante posits that writings can be understood and are meant to be expounded chiefly in four senses—namely: the literal, which does not “go beyond the strict limits of the letter”;allegorical, which Dante calls “a truth hidden under a beautiful fiction”; moral, that for which “teachers ought as they go through writings intently to watch for their own profit and that of their hearers”; and anagogic, or above the senses. The last sense connotes that when a piece of writing is expanded, it ought to “give intimation of higher matters belonging to eternal glory.”

In Il Convivio (The Banquet), Dante says that the surface level and allegorical level are both truthful in theology; while in poetry, only the allegorical level of meaning is true and the surface level is fiction. Here, Dante

Dante’s introductory comments on the Comedy also reveal the medieval conception of the opposition between tragedy and comedy, saying that “tragedy begins admirably and tranquilly, whereas the end or exit is foul and terrible… whereas comedy introduces some harsh complication, but brings its matter to a prosperous end. Therefore, tragedy and comedy therefore differ according to the outcome of the story—they are also considered kinds of fiction, not dramatic genres.

Regarding the purpose of poetry, Dante mentions a possible difference between the proximate and the ultimate ends, but concludes that “the end of the whole and of the part is to remove those living in this life from the state of misery and lead them to the state of felicity.” In this sense, Dante resonates the Horatian dictum that poetry delights and instructs (dulce et utile). Moreover, Dante argues that delight comes not only from ornament, but also from the goodness in the work, which is delightful in itself.

In De vulgari eloquentia (On Eloquence on the Vernacular),a treatise written in Latin, Dante defends his choice of writing in Italian, arguing that serious literature can be written in the vernacular as well as in Latin.

Examining the various Italian dialects and choosing as the ideal vernacular the Sicilian dialect spoken by “people of quality,” Dante also expressed concern on the enrichment of Italian through the borrowing of words, a pursuit which will preoccupy Europe two centuries later.

Championing the importance of the vernacular, a crusade to be taken by Sir Philip Sidney in the Renaissance, Dante listed three possible themes available to vernacular poetry—namely: the state, love, and virtue. While love as a serious theme is a novelty in medieval criticism, Dante would go further to claim that the lyrical song or canzone is the best poetical form. This is the first time such a claim is made, which will perhaps be enhanced if not elaborated by the Romantic poets some five hundred years.

Mentor and pupil

Classical theory and criticism starts off with Plato and Aristotle. 

While both Greek philosophers were preoccupied with the concept of poetry as imitation, or representation of nature, it is interesting to note how their ideas collided, which started the ball rolling for the classic/al clash between poetry and philosophy, or rather which allowed for more beneficial concepts in the study of literature.

In his dialogues Republic, Ion and Phaedrus, Plato banishes poets from his ideal state, based on several grounds. First, according to Plato, the poet’s works are an imitation, twice removed from the Ideal World of forms. Second, poets are said to compose under inspiration, or even divine madness, and without using reason, which is instrumental in finding Truth. Next, poetry is considered to be ignorant of what it teaches and therefore teaches the wrong things. And last, poetry is dangerous to the soul, producing the wrong emotions in the audience, and interfering with the striving towards pure reason which is the proper conduct of the good soul. Plato did not see the importance of poets in the Republic because they are said to just evoke such pleasures and emotions in the audience and not at all benefit the state as a whole.

From these attacks on poetry— two challenges arise. First, Plato raises the question why representations of people [who are] suffering is a pleasurable experience. Second, because he considered the poetic pursuit as irrational, Plato has issued a challenge to those who would argue for a rightful place for poetry in his philosophical utopian state.


Now, taking off from what his teacher laid out, Aristotle comes to the defense in his Poetics. Like Plato, Aristotle believed that imitation is the basis of pleasure derived from all forms of art. But unlike Plato, Aristotle says poetry is more than a simulated representation of reality.

First, Aristotle considers poetry as a skill, with rational rules (like shipbuilding), and not really a process of inspiration.

In Poetics, Aristotle attempts to explain 'poetry' through 'first principles' and by discerning its different genres and component elements, with an analysis of tragedy constituting the core of his discussion. Such principles of poetic composition demonstrate that poetry is not simply inspired. It is rather a skill which can be learned, and has rules that are comprehensible by reason.

Second, for Aristotle, poetry represents reality in a useful way from which we can learn. While Plato says poetry does not teach practical wisdom, and—since the poet does not understand horse bits and reins—he is two removes from the truth, Aristotle counters that the poet is [even] the one who approaches the truth more directly because he focuses on what is universal—rather than incidental or particular—about human experience. While history represents particulars, poetry represents universals.

Then, while it is true that poetry evokes pity and fear in the audience—more important, it also arouses these emotions in such a way as to increase our ability to control them. Aristotle’s concept of catharsis—either purgation cleansing, or even now, intellectual clarification, rather validates why poetry is a more interesting pursuit because of its ability for moral instruction.

What follows is a graphical representation of their arguments and/or counterarguments.

PLATO vs. ARISTOTLE


  1. Poet’s works are an imitation, twice removed from the World of forms.                
  2. Poetry is a skill, with rational rules (like shipbuilding), and not really a process of inspiration. The principles of poetic composition demonstrate that poetry is rather a skill which can be learned, and has rules comprehensible by reason.
  3. Poets compose under inspiration, without using reason.
  4. Poetry is ignorant of what it teaches—it teaches the wrong things.         
  5. Poetry represents reality in a useful way from which we can learn—the poet is the one who approaches the truth more directly because he focuses on what is universal.
  6. Poetry elicits in the audience emotions that are not in accord with reason.           
  7. Poetry arouses emotions in such a way as to increase our ability to control them.


With these two giant figures of the period, classical theory and criticism has mapped out two directions for consideration in the literary study—it emphasized, if not deliberately campaigned on understanding literature as a mode of representation; and it also highlighted didacticism, the property of literary works that seek to teach important tenets of life, hinged on its ability to render moral instruction to the audience.


I Dialogues

Enunciating Louis Althusser’s Theses on Ideology

I.
Ideology represents the imaginary relationship of individuals to their real conditions of existence. (Lenin 109)

Whereas the old Marxist view showed how ideologies are false by pointing to the real world hidden by ideology, Althusser says, by contrast, ideology does not reflect the real world but represents the imaginary relationships of individuals to the real world. The thing ideology [mis] represents is itself already at one remove from the real.

Borrowing Jacques Lacan’s Imaginary, Althusser says we are always within ideology because of our reliance on language to establish our reality. This means—that different ideologies are but different representations of our social and imaginary ‘reality,’ not a representation of the real itself.

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II.
Ideology has a material existence. (Lenin 112)

It is so because an ideology always exists in an apparatus, and its practice, or practices. Ideology always manifests itself through actions which are inserted into practices—e.g. rituals, conventional behavior, and so on.

Citing Blaise Pascal’s formule for belief—“Kneel down, move your lips in prayer and you will believe, (Lenin 114)”

Althusser contends it is our performance of our relation to others and to social institutions that constantly instantiates us as subjects. (Refer to critic Judith Butler’s preoccupation with performance/ performativity is inspired and/or informed by this thought on ideology.)

What thus seems to take place outside ideology (in the street, to be precise) in reality takes place in ideology. Those who are in ideology believe themselves by definition outside ideology (Lenin 118)

III.
All ideology hails or interpellates concrete individuals as concrete subjects. (Lenin 115)


Ideology’s purpose is in constituting concrete individuals as subjects (Lenin 116). So pervasive is ideology in its constitution of subjects that it forms our very reality and thus appears to us as true and obvious.

The rituals of ideological recognition guarantee for us that we are indeed concrete, individual, distinguishable and naturally irreplaceable subjects. (Lenin 117)

Through interpellation, individuals are turned into subjects (which are always ideological):

Police Officer: Hey, you there!

Assuming that the scene takes place in the street, the hailed individual will turn round. By this mere 180° physical conversion, he becomes a subject. (Lenin 118)

The very fact that we do not recognize this interaction as ideological speaks to the power of ideology.

IV
Individuals are always-already subjects. (Ideology has no history.)


Although his example of interpellation suggests temporality—I am interpellated and thus I become a subject, I enter ideology—Althusser says that the becoming-subject happens even before we are born. Not a paradox at all, even before the child is born—it is certain in advance that it will bear its father’s name, and will therefore have an identity and be irreplaceable.

 Before its birth, the child is therefore always-already a subject, appointed as a subject in and by the specific familial ideological configuration in which it is ‘expected’ once it has been conceived. (Lenin 119)

Most subjects accept their ideological self-constitution as reality or nature and thus rarely come into conflict with the repressive state apparatus, designed to punish anyone who rejects the dominant ideology.

It can be said therefore that hegemony is thus reliant less on such repressive state apparatuses (RSAs) as the police than it is on those ideological state apparatuses (ISAs) by which ideology is inculcated in all subjects.

Althusser says it best, thus:

“the individual is interpellated as a (free) subject in order that he shall submit freely to the commandments of the subjects, i.e. in order that he shall make the gestures and actions of his subjection ‘all by himself.’” (Lenin 123)

Understanding Louis Althusser’s “Ideological StateApparatuses”
By adding the concept of ideological state apparatuses, Althusser complicates the Marxist notion of the relation between base and superstructure.

For Marx, various levels in society are the infrastructure or economic base and the superstructure or political and legal institutions (law, government, and the police) and ideology (religious, moral, political, etc.) In Marxist thought, superstructure is relatively autonomous from base—it relies on economic base but can sometimes persist for a long period despite major changes in the base.

Exploring the ways in which ideology is more pervasive, and more material than previously acknowledged, Althusser distinguishes between Ideological State Apparatuses (ISAs) and the Repressive State Apparatuses (RSAs).

ISAs include the religious (schools), family, legal, political (systems, parties), trade union, communications (press), and the cultural (arts, sports, literature). Less centralized and more heterogeneous, ISAs access the private, not the public realm. They work predominantly by ideology, including punishment or repression.

Schools and churches use suitable methods of punishment, expulsion, selection, etc. to discipline not only their shepherds but also their flocks. (Lenin 98)

State apparatuses (SAs), or Repressive State Apparatuses (RSAs) are agencies that function by violence, imposing punishment and privation in order to enforce power. Working predominantly by violence and secondarily by ideology, SAs include the government and administration, army and the police, courts and prisons, etc.

Though they are quite disparate, ISAs are virtually unified subscribing to a common ideology in the service of the ruling class. Indeed the ruling class must maintain a degree of control over ISAs to ensure stability of the SAs.

No class can hold state power over a long period without at the same time exercising its hegemony over and in the ISAs.

It is much harder for the ruling class to maintain control over the multiple, heterogeneous, and relatively autonomous ISA (alternative perspectives can be voiced in each ISA)—which is why there is continual struggle for hegemony/domination in this realm.

In what may seem to me as the repute of schools being [re] defined, Althusser says, “what the bourgeoisie has installed as its dominant ISA is the educational apparatus, which has replaced in its functions the Church.”

Author! Author!

Literary Authorship through the Ages 

The concept of the author, the so-called originator of a literary work—has undergone mutation in varying degrees and periods in history.

In the Middle Ages, the concept was attached to the auctores, those authors of certain books trivium and quadrivium, which were vital texts for young men of learning. Trivium refers to the three subjects that were taught first in medieval universities, namely: grammar, logic and rhetoric; while quadrivium comprised the four subjects, or arts, taught in the Renaissance Period, namely: arithmetic, geometry, music and astronomy.

Like Aristotle, Ptolemy and the writers of the Bible, auctores were in the truest sense of the word—referred to those writers “whose words commanded respect and belief.” They stemmed from some sort of supremacy, enacting and making possible Divine Revelation to those who read them. As such, auctores established the ruling order, and sanctioned moral and political authority of the medieval culture. In the feudal age, authority was limited to the people in hierarchy, and thus truth and order and meaning.

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Further on, the Exploration Age gave way to the existence of people who would later render meaning to Author As Discoverer, as a progenitor that explored the New World, and “brought home a quite different sensibility.”

Quite detached from the ruling order, making his own world overseas, and discovering different worlds away from the constrainingauctores-dictated culture, the explorer became an originator in his own right, adding to his vocabulary some new words discovered in his explorations.

They became so-called new agents within a culture, as they were able to describe things in the New World, much as they were bound to declare their right to be represented “on their own terms,” rather than in the world of the ancient books, which had so defined their society in general. Such set of connections afforded the rising middle class the opportunity to try to redefine ways of seeing in social contexts.

Civil wars were good examples of the educated, fortified class who were as very well convinced by their new ideas as they were torn by the oppressive monarchical rules and similar cultures. They would become the modern auctores, much as they were revered in more ways than one—since they presented a “cooler” alternative to a rather monotonous, perhaps stifling world view that bordered on tedium or commonplace-ness.

After the establishment of a new alternative order, the author later came to represent the emancipation from the political life—this was one whose works belonged neither to economic nor political realms—it rather explored a cultural realm, with the author heading the so-called Republic of Letters.

Later on, the Romantic Period and the expressive strains of creators of literature made possible the emergence of the Genius. Here the author’s function shifted. In the past, it helped usher in a political alternative, now it produced a cultural alternative to the world of politics. Then, we have to insist they were now the modern auctores because they were now the new order, with works being “elevated into exemplars and sources of value for the entire culture.”

To English critic Matthew Arnold, for instance, literature became what is best thought and known in the world. The primacy of great men with great minds had to be insisted as the thing to reckon with, if society were to survive. In the face of massive social transformation and industrialization, the author necessarily transformed into one whose works became rather self-conscious or extremely esoteric.

Before the twentieth century, however, literary critics became the new interpreters of the concept of authorship, because the discussion departed from the author to the text.  The trend would go as far as to become a rather convenient escape from the real circumstances of daily life to oblivion. The emergence of the critic at a time when the author is said to be separated from his work ushered in views so as to render the author new meaning, or no meaning at all. In effect, the author became the effect of critic’s interpretation; and most important, the author became “not the cause of the work.”

For the New Critics in the first half of the 20th century, the author was not the object of criticism. The so-called autotelic text (meaning:  “having a purpose in and not apart from itself”) is superior in itself—full of meanings or endless possibilities—because it is a self-contained universe.

Then, toward the 1970s, taking off from whatever was left of the author by the New Critics, French Roland Barthes, proclaimed that the Author Is Dead: there is no author—that means not the literal death of the author but that the author is not the writer; and therefore it is a matter between function or activity.

For Barthes, author is to function as writer is to activity—the former concerned with and identifies with the language; the latter on its means. Literature then became a discursive game always arriving at the limits of its own rule, without any author other than the reader who, as Scriptor, is an effect of the writing game he activates.

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